‘Off-Channel’ Communications and the SEC
Alexia Mandoeng Associate Editor Loyola University Chicago School of Law, J.D. Candidate 2025 The U.S Securities and Exchanges Commission (“SEC”) has targeted its attention toward monitoring and regulating the off-channel communications of its registrants. In the past few years, the SEC has imposed penalties exceeding $2 billion, with the most recent charges being … Continue reading ‘Off-Channel’ Communications and the SEC
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